Disclosure

Important Disclosures

Avenue 1 Advisors, LLC dba Blue Rock Avenue 1 (herein collectively “Blue Rock Avenue 1”, the “Advisor”, “we”, “our”, or “us”) is a Registered Investment Advisor (“RIA”) with the U.S. Securities and Exchange Commission (“SEC”), located in the State of Delaware. Blue Rock Avenue 1 provides investment advisory and related services for clients nationally. Blue Rock Avenue 1 will maintain all applicable notice filings and registrations as required by the various states in which Blue Rock Avenue 1 conducts business. Blue Rock Avenue 1 renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

Certain Supervised Persons of Blue Rock Avenue 1 may also be Registered Representatives of Purshe Kaplan Sterling Investments, Inc. (“PKS”), an unaffiliated broker-dealer and member of FINRA/SIPC.

Terms of Use

Please read these terms and conditions of use (“Terms”) carefully before using the website located at https://www.bluerocka1a.com (“Website”) or any of the information or services provided by Blue Rock Avenue 1 Advisors (in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by Blue Rock Avenue 1 in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.

Blue Rock Avenue 1 reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.

These Terms were last updated on October 19, 2018.

Risk Disclosures

Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.

Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.

This website is intended to provide general information about Blue Rock Avenue 1 and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this website are based on generally available information and are believed to be reliable. Blue Rock Avenue 1 does not guarantee the accuracy of the information contained in this website. The information is of a general nature and should not be construed as investment advice.

Please remember that it remains your responsibility to advise Blue Rock Avenue 1, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.

Blue Rock Avenue 1 will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us to request a free copy via .pdf or hardcopy.

Privacy Policy

Blue Rock Avenue 1 maintains a Privacy Policy that is provide to each prospective client at or before entering into an advisory relationship with the Advisor. The Privacy Policy may be amended from time to time. Blue Rock Avenue 1 delivers its current Privacy Policy to each client at least annually.

As Supervised Persons of Blue Rock may also be Registered Representatives of PKS, Clients are advised that PKS will have access to Client information, including account data and other personnally-identifiable information (“PII”) for purposes of supervision. Further, Blue Rock Avenue 1 is co-located with two other registered investment advisors [RiversEdge Advisors, LLC dba Blue Rock RiversEdge and Dravo Bay, LLC dba Blue Rock Dravo Bay]. Blue Rock Avenue 1 may share resources and have Clients in common.

To obtain a copy of the Blue Rock Avenue 1 Privacy Policy, please Contact Us.